https://www.financialadvsr.com/article/first-manhattan-adds-former-focus-dealmaker-allie-c7ff75 Financial ADVSRen 2026-10-27T20:01:36.805Z First Manhattan adds former Focus dealmaker Allie Silverman https://www.financialadvsr.com/article/sec-approves-finra-amendment-letting-brokers-share-projected-and-targeted-c25d4f Financial ADVSRen 2026-10-27T15:35:28.794Z SEC approves FINRA amendment letting brokers share projected and targeted returns https://www.financialadvsr.com/article/sec-fiscal-2027-exam-agenda-targets-adviser-fees-cash-management-and-ec6fa7 Financial ADVSRen 2026-10-27T15:35:25.523Z SEC fiscal 2027 exam agenda targets adviser fees, cash management and AI https://www.financialadvsr.com/article/tandems-makes-hamilton-ai-assistant-generally-dbc424 Financial ADVSRen 2026-10-27T15:35:18.560Z Tandems makes Hamilton AI assistant generally available https://www.financialadvsr.com/article/elder-fraud-losses-reach-3-billion-as-investment-scams-rise-811020 Financial ADVSRen 2026-10-27T15:35:08.493Z Elder fraud losses reach $3 billion as investment scams rise 42% https://www.financialadvsr.com/article/examiners-probe-how-rias-earn-while-captrust-pursues-a-minority-stake-3c6849 Financial ADVSRen 2026-10-27T15:35:01.606Z Examiners probe how RIAs earn while Captrust pursues a minority stake sale https://www.financialadvsr.com/article/anthropics-s-1-details-a-large-loss-and-heavy-compute-a80879 Financial ADVSRen 2026-10-27T14:01:54.264Z Anthropic's S-1 details a large loss and heavy compute commitments https://www.financialadvsr.com/article/sheets-and-green-bring-j-p-morgan-group-to-rockefeller-in-0d7276 Financial ADVSRen 2026-10-26T22:01:34.310Z Sheets and Green bring J.P. Morgan group to Rockefeller in Houston https://www.financialadvsr.com/article/bny-sunsets-wove-platform-as-pershing-leadership-is-d7eab3 Financial ADVSRen 2026-10-26T20:01:51.674Z BNY sunsets Wove platform as Pershing leadership is reshaped https://www.financialadvsr.com/article/nevis-raises-70-million-series-b-led-by-eqt-311664 Financial ADVSRen 2026-10-26T18:01:35.864Z Nevis raises $70 million Series B led by EQT Ventures https://www.financialadvsr.com/article/sec-settles-custody-and-identity-theft-case-with-tag-bd6b43 Financial ADVSRen 2026-10-26T16:01:35.377Z SEC settles custody and identity theft case with TAG Associates https://www.financialadvsr.com/article/schwabs-20-seat-ai-minimum-sidelines-small-firms-while-sec-examiners-probe-ai-4d96c6 Financial ADVSRen 2026-10-26T15:34:50.691Z Schwab's 20-seat AI minimum sidelines small firms while SEC examiners probe AI governance https://www.financialadvsr.com/article/advisor-moves-week-of-oct-19-25-2026-15-moves-led-by-19b-latigo-823a67 Financial ADVSRen 2026-10-26T15:34:25.572Z Advisor moves, week of Oct 19–25, 2026: 15 moves, led by $19B Latigo Peak https://www.financialadvsr.com/article/custody-could-open-new-bank-revenue-while-fidelitys-minimum-tests-small-09376c Financial ADVSRen 2026-10-26T11:31:52.421Z Custody could open new bank revenue while Fidelity's minimum tests small RIAs https://www.financialadvsr.com/markets/2026-10-27 Financial ADVSRen 2026-10-27T10:01:49.415Z Markets in 5: Stocks rise as Fed decision nears and yields hold https://www.financialadvsr.com/markets/2026-10-26 Financial ADVSRen 2026-10-26T10:01:57.620Z Markets in 5: Oil worries weigh on stocks as Fed meeting nears